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Common Characteristics of Advisors

Full Spectrum Financial Solutions specializes in helping advisors who are ready for the next evolution of their practice.  Over the years, we have helped many financial advisors find their way to a more profitable and satisfying practice. Whether you exhibit a fierce independence streak in your business practices or you prefer a camaraderie-based, teamwork approach to serving your clients, Full Spectrum Financial Solutions can help you.

The opportunities for success are best when the partnership is right for both parties.  Our ideal candidate would possess the following qualifications:

  • Licensed and in good standing with FINRA and insurance departments (Life, Health, 7, 63/65/66)
  • Minimum of 3-5 years of client-facing experience in the financial services industry; wire house,banks, insurance or independent B/D experience all applicable
  • GDC of $150,000 and up
  • Assets under management: minimum of $15M+
  • Desire to collaborate with other advisors
  • Location: New York tri-state area